| sr.no. | Received from | Pending at the end of last month |
Received | Resolved | Total Pending | Pending complain ts > 3months |
Average Resoluti on time (in days) |
|---|---|---|---|---|---|---|---|
| 1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | 7 |
| 2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | 0 |
| 3 | Other Sources (If any) | 0 | 2 | 2 | 0 | 0 | 7 |
| 1 | Grand Total | 0 | 2 | 2 | 0 | 0 | 7 |
| sr.no. | Month | Carried forward from previous month | Received | Resolved | Pending |
|---|---|---|---|---|---|
| 01 | April 2023 | 0 | 4 | 4 | 0 |
| 02 | May 2023 | 0 | 5 | 5 | 0 |
| 03 | June 2023 | 0 | 3 | 3 | 0 |
| 04 | July 2023 | 0 | 1 | 1 | 0 |
| 05 | Aug 2023 | 0 | 4 | 4 | 0 |
| 06 | Sep 2023 | 0 | 2 | 2 | 0 |
| 07 | Oct 2023 | 0 | 2 | 2 | 0 |
| 08 | Nov 2023 | 0 | 2 | 2 | 0 |
| 9 | Dec 2023 | 0 | 1 | 1 | 0 |
| 10 | Jan 2024 | 0 | 02 | 02 | 0 |
| 11 | Feb 2024 | 0 | 4 | 4 | 0 |
| 12 | March 2024 | 0 | 2 | 2 | 0 |
| sr.no. | Year | Carried forward from previous month | Received | Resolved | Pending |
|---|---|---|---|---|---|
| 1 | 2019-20 | 0 | 7 | 7 | 0 |
| 2 | 2020-2021 | 0 | 4 | 4 | 0 |
| 3 | 2021-2022 | 0 | 2 | 2 | 0 |
| 4 | 2022-2023 | 0 | 74 | 74 | 0 |
| 5 | 2023-2024 | 0 | 41 | 41 | 0 |
| 6 | Grand Total | 0 | 128 | 128 | 0 |
Disclosure with respect to copmpliance with Annual compliance audit requirement under
Regulation 19(3) of SEBI (Investment Advisers) Regulations,2013 for last and current
financial year are as under:
| sr.no. | Financial Year | Compliance Audit Status | Remarks, If any |
|---|---|---|---|
| 1 | FY 2020-21 | Conducted | - |
| 2 | FY 2021-22 | Conducted | - |
| 2 | FY 2022-23 | Conducted | - |